#USA #Los Angeles #General Counsel #B. Riley Securities #Frank Pigott

Frank Pigott Appointed as General Counsel at B. Riley Securities

B. Riley Securities has officially announced the appointment of Frank Pigott as its new General Counsel, a move that is expected to bolster the firm's legal and regulatory framework. Effective immediately, Pigott will play a pivotal role in steering the middle-market investment bank through a rapidly evolving financial landscape.

Extensive Experience in Securities Law

Frank Pigott arrives at B. Riley with a robust background in securities law and corporate governance. He previously dedicated over a decade of his career to the U.S. Securities and Exchange Commission (SEC), where he had a significant impact on policies related to market regulation and financial disclosures. This wealth of experience positions Pigott uniquely to provide strategic legal guidance as B. Riley Securities looks to enhance its market presence and streamline its operations.

Having served as Senior Special Counsel in the SEC's Division of Trading and Markets, Pigott is well-versed in the complexities of financial regulations. His previous roles in the SEC included Senior Advisor in the Division of Corporation Finance and Attorney-Advisor in the Office of Risk and Strategy. Pigott's deep understanding of regulatory frameworks will undoubtedly contribute to the firm's efforts in maintaining compliance while innovating in the capital markets.

Strengthening Strategic Initiatives

Both Andy Moore, Chairman and Co-CEO, and Jimmy Baker, Co-CEO, expressed their excitement about Pigott joining the B. Riley team. They highlighted that his extensive experience at the SEC and expertise in capital markets will be instrumental as B. Riley embarks on its next chapter of growth and development. This is particularly relevant as the firm aims to enhance its services to a diverse client base that includes corporations, financial sponsors, and institutional investors.

Pigott's sophisticated understanding of corporate finance and mergers and acquisitions will also aid B. Riley in its strategic initiatives and growth plans. His firsthand experience in navigating complex transactions will provide critical insights as the firm continues to expand its service offerings.

A Promising Future for B. Riley Securities

B. Riley Securities stands out in the investment banking industry for its comprehensive suite of services, including initial public offerings, private placements, and M&A advisory. Known for its proprietary equity research and focus on thematic investment opportunities, the firm leverages its extensive network and industry insights to provide clients with tailored financial solutions.

In addition to his legal qualifications, Frank Pigott holds a Juris Doctorate from American University Washington College of Law and a Bachelor's degree from Boston College. His academic and professional background serves as a testament to his capabilities in offering sound legal counsel.

As B. Riley moves forward with Pigott at the helm of its legal department, stakeholders can anticipate a firm that is not only compliant with regulatory requirements but also strategically positioned to navigate future challenges in the investment banking landscape. With a keen eye on growth, B. Riley Securities is ready to take on the market with renewed vigor under Pigott’s guidance.

For additional information about B. Riley Securities and its offerings, visit B. Riley Securities' official website.