#London #United Kingdom #Haverstock Capital #Judd Advisory #FCA Authorisation

Judd Advisory's Role in Haverstock Capital's FCA Approval

In a significant achievement for both firms, Judd Advisory, a prominent consultancy firm specializing in regulatory compliance, has successfully guided Haverstock Capital through the complex Financial Conduct Authority (FCA) authorisation process. This essential milestone allows Haverstock Capital to officially commence its investment management activities focusing on European mid-cap equities.

Judd Advisory’s expertise as a compliance consultancy extends beyond mere applications; it incorporates sophisticated strategic advice on regulatory matters, ensuring that clients like Haverstock Capital are poised for success in navigating the rigorous demands of financial regulation. Recognizing the intricacies involved, Judd Advisory partnered closely with Haverstock's leadership team throughout the application process, providing comprehensive support that spanned from initial regulatory structuring to drafting essential authorisation documents.

Dedicated Support for Regulatory Compliance

Judd Advisory's involvement was not limited to creating paperwork; they engaged in direct discussions with the FCA to affirm Haverstock’s adherence to the requisite high standards of governance, risk management, and operational readiness. This direct communication proved critical, as the FCA conducts thorough due diligence before granting such authorisations.

Danny Sims, Co-Founder and FCA Authorisation Lead at Judd Advisory, emphasized that achieving FCA authorisation requires more than just technical compliance. He stated, "It demands a clear regulatory narrative, robust governance design, and absolute credibility with the regulator." This sentiment reflects the meticulous attention to detail that Judd Advisory brings to each client engagement. The approval symbolizes both Haverstock's commitment to institutional integrity and Judd Advisory's capabilities in fostering that ethos.

Haverstock's Response to the Engagement

Upon receiving approval, Haverstock Capital expressed profound gratitude towards Judd Advisory. CEO Adam Davies remarked on the exceptional support provided throughout the process. He stated, "Judd Advisory were exceptional throughout the authorisation process - pragmatic, responsive, and deeply knowledgeable about FCA expectations." Their contributions not only facilitated Haverstock's approval but also helped forge a compliance framework designed to support sustainable, long-term growth.

Ongoing Compliance and Future Collaboration

In light of the successful collaboration, Haverstock Capital has chosen to partner with Judd Advisory on a retained basis. This strategic decision aims to ensure continued adherence to the highest regulatory and operational standards as the firm expands its operations in the competitive financial market.

About Judd Advisory and Haverstock Capital

For over a decade, Judd Advisory has supplied tailored regulatory guidance to asset and investment managers across the UK. Their service portfolio includes assistance with regulatory authorisation, comprehensive compliance oversight, and strategic advisory services—all designed to bolster client operations within an increasingly regulated climate.

Similarly, Haverstock Capital stands as a dedicated investment management entity, rooted in London and focusing on mid-cap European equities. Managing a fundamental long/short equity strategy centred on developed European markets, Haverstock is well-positioned to capitalize on growth opportunities within its target market.

The success of this collaboration not only highlights the importance of robust regulatory frameworks in financial services but also showcases how dedicated consultancy can navigate firms through essential regulatory landscapes, thereby enhancing operational scalability, and investment potential.