Smartria Achieves Unqualified SOC 2 Report for Enhanced Data Security

Smartria, a reputed cloud-based compliance management platform, has made noteworthy strides in the realm of data security by successfully attaining an unqualified SOC 2 Type II report. This significant achievement was announced on February 3, 2026. SOC 2 reports are a recognized standard governed by the American Institute of Certified Public Accountants (AICPA) and denote a thorough examination of a service organization’s internal controls relevant to data security and privacy.

The unqualified opinion received is particularly crucial as it affirms that Smartria's internal controls are effectively designed and operational to meet stringent security criteria. Specifically, this assessment relates to their Financial Advisor Software-as-a-Service (SaaS), indicating that it meets the rigorous demands of both clients and regulatory bodies.

Patrick Hunt, the CEO of Smartria, noted, “As compliance requirements grow increasingly complex alongside rising cyber threats, our clients rely on us to protect the sensitive data essential to their compliance frameworks.” This successful audit not only validates the effectiveness of Smartria's security measures but also illustrates the company's dedication to earning the trust of its client base.

Smartria's platform integrates essential compliance operations for entities of all sizes, such as employee oversight, trade monitoring, vendor due diligence, workflow testing, and regulatory recordkeeping. This accomplishment reinforces the secure infrastructure upon which such critical functions operate. Hunt emphasized, “Our objective has always been to provide compliance technology that not only enhances oversight but does so with the utmost security standards.”

Further investing in systems and processes to ensure data protection remains a priority for Smartria as they look to maintain the integrity of user data in an ever-evolving risk environment. As firms continue to navigate increasing compliance pressures and cybersecurity threats, the role of reliable compliance technology grows ever more vital.

The SOC 2 examination was conducted by Frazier Deeter, LLC, an esteemed accounting and advisory firm recognized as one of the fastest-growing in the United States. Their audit reaffirms the standard of excellence Smartria aims for in its operations.

About Smartria

Smartria is at the forefront of providing cloud-based compliance software tailored specifically for registered investment advisors, broker-dealers, and compliance consultants. Its platform is designed for scalability and user-friendliness, enabling companies to automate complex compliance workflows, ensure audit readiness, fulfill regulatory obligations, and minimize operational risks—all through an intuitive user interface. To learn more about their offerings, visit Smartria’s website.

This recent accolade positions Smartria not only as a compliant service provider but also as a trusted ally in safeguarding vital data in the financial industry's unpredictable landscape.