#United States #New York #Broadridge #Proxy Voting #tokenized securities

Broadridge Enhances Proxy Voting Solutions for Tokenized Securities Governance

Broadridge Financial Solutions, Inc. is taking significant steps to bolster governance mechanisms within the realm of tokenized securities by extending its established proxy voting and disclosure solutions. This initiative comes on the heels of recent partnerships with Galaxy and Ondo Finance, aiming to address the evolving landscape for issuer-sponsored and third-party-sponsored tokenized securities.

On May 5, 2026, Broadridge announced its market-leading solutions would now encompass third-party custodied tokenized securities. This move is pivotal as it aligns with the models outlined by the U.S. Securities and Exchange Commission (SEC), ensuring that governance can keep pace as the financial markets increasingly intertwine traditional finance with digital innovations.

Doug DeSchutter, the President of Investor Communication Solutions at Broadridge, emphasized the critical need for robust governance frameworks that can operate irrespective of the structural nuances of the securities involved. He remarked, "As tokenization reshapes how securities are issued, held, and traded, solving for governance — irrespective of how they are tokenized and where they are held — is critical to scaling adoption."

Enabling Comprehensive Governance

Broadridge's new solution is set to empower issuers, investors, and broker-dealers with a seamless experience in managing compliance, voting, and disclosures across various platforms. The importance of governance grows as tokenized securities become more prevalent, and Broadridge's offering includes several key features designed to enhance security and transparency:

• - On-chain Voting: Allows participants to engage in governance directly on the blockchain, ensuring transparency and reliability.
• - Holistic View of Holdings: Issuers can now obtain a unified view of both on-chain and off-chain shares.
• - Institutional-Grade Reporting: This includes stringent controls and auditability features essential for compliance in a highly regulated environment.

Bill Capuzzi, CEO of Apex Fintech Solutions, echoed the sentiment that innovative governance product capabilities will be crucial in facilitating broader adoption of these new asset classes going forward.

Institutional and Retail Investor Solutions

Broadridge’s platform cleverly melds traditional and tokenized holdings to create a consistent voting experience that alleviates the complexities often associated with hybrid market structures. Here’s how various stakeholders can benefit from the upgraded platform:

• - Retail Investors: Through the ProxyVote platform, investors can easily access and vote on their allocations, whether they're held in traditional brokerage accounts or digital wallets.
• - Institutional Investors: With ProxyEdge®, firms can manage tokenized and traditional securities voting processes seamlessly, ensuring workflow continuity.
• - Issuers: A consolidated toolset empowers them to oversee proxy and corporate actions more effectively across different types of shares.
• - Broker-Dealers: They can introduce new asset types confidently, backed by reliable governance capabilities and integrated reporting.

Leading the Market in Governance Solutions

Broadridge has long been a trusted leader in corporate governance and proxy voting, primarily in the U.S. and extending its reach globally. By bridging traditional finance with the digital asset realm, the firm is poised to facilitate the growth of tokenized security investments. Its Distributed Ledger Repo (DLR) platform stands out as the world’s largest framework for settling tokenized real assets, currently processing over $350 billion daily.

As the financial services sector continues to evolve, the strategies employed by Broadridge reflect an acute awareness of market complexities. Through innovative solutions that focus on governance, Broadridge is not just responding to industry demands; it is actively shaping the future landscape of financial transactions.

About Broadridge

Broadridge Financial Solutions (NYSE BR), a global leader in technological solutions for financial services, remains committed to helping its clientele innovate and thrive in an ever-changing market. With over 15,000 employees across 21 nations, Broadridge supports a vast network, processing more than 7 billion communications yearly and managing an astounding average daily trading volume exceeding $15 trillion in securities — both tokenized and traditional.

For additional information, visit Broadridge's website.