Tim Stokes Expands Asurity Advisors' Expertise in Risk and Compliance Management

Asurity Advisors, LLC, renowned for its focus on consumer financial regulations and compliance, has recently welcomed Tim Stokes as its new Managing Director. With a robust history of 25 years in the industry, Stokes brings a wealth of knowledge particularly in regulatory compliance, fintech oversight, and risk management strategies.

Stokes’ background includes significant achievements in navigating the complex landscape of Bank Secrecy Act/Anti-Money Laundering (BSA/AML) laws. His experience includes leadership positions in various financial institutions, regulatory agencies, and professional service firms. This diverse experience uniquely positions him to deliver both tactical and strategic solutions tailored for Asurity's clientele.

Grace Brasington, Executive Managing Director at Asurity Advisors, expressed enthusiasm for Stokes’ addition, stating, "Tim’s expertise enhances our ability to support financial institutions as they grapple with today’s ever-evolving regulatory expectations. His in-depth knowledge of compliance management will be invaluable."

Throughout his career, Stokes has demonstrated a talent for guiding financial institutions through remediation and settlement actions, especially those arising from regulatory scrutiny related to unfair or deceptive practices. His previous role at the Financial Crimes Enforcement Network (FinCEN) involved crucial guidance for entities striving to maintain effective compliance programs, establishing his reputation as a key communicator between financial institutions and regulatory bodies.

Stokes has also made a name for himself as a thought leader in the industry, sharing insights at various conferences including the American Bankers Association Regulatory Compliance Conference, as well as leading webinars focused on regulatory risk assessments for the Consumer Bankers Association. His passion for education and his continuous commitment to enhancing compliance practices speaks volumes about his dedication to the industry.

As he joins Asurity Advisors, Stokes remarked, "I am thrilled to become a part of such a dynamic team and to contribute to our mission of providing top-notch regulatory compliance and risk management advisory services. In an increasingly complex regulatory environment, institutions require reliable guidance, and I aim to leverage my experience to support our clients effectively."

Tim Stokes' appointment is seen not only as a strategic move to bolster Asurity's existing capabilities but also to enhance the overall value offered to clients. He is expected to play a significant role in expanding the firm's services and helping financial institutions navigate regulatory challenges with confidence.

Asurity Advisors operates under the belief that high-level expertise and a strong client service ethic are imperative to success. Founded by well-regarded figures in the financial services sector, the company strives to address the regulatory and compliance needs of its clients through a combination of stellar advisory services and cutting-edge compliance software.

The firm utilizes their market-leading products, RegCheck® and Propel™, to create tailored solutions that are not only unique but also cost-effective for institutions operating under stringent regulatory scrutiny.

Tim Stokes' arrival marks a new chapter for Asurity Advisors, poised to drive innovative strategies in compliance and risk management. His role is anticipated to further solidify the company’s position as leaders in the financial advisory landscape. For further information about Asurity Advisors and their comprehensive services, visit Asurity Advisors.

Contact:
Era Williams
Director of Marketing
Asurity Technologies
Phone: (214) 257-1763
Email: [email protected]