#USA #Miami #CEO Appointment #Velox Clearing #Christopher Cook

Velox Clearing LLC Welcomes Christopher Joseph Cook as New CEO

In a significant move aimed at steering the firm into a new era, Velox Clearing, LLC, a technology-centered clearing house, has appointed Christopher Joseph Cook as its Chief Executive Officer. This leadership shift arrives at a pivotal moment for Velox, marking a transformative chapter for the firm, which specializes in providing clearing and related services to a wide array of financial entities.

A Vision for Strengthening Compliance and Growth

In assuming the CEO role, Cook plans to harness his extensive experience within the brokerage industry to fortify the firm’s compliance framework. With a career spanning over 20 years in financial services, Cook's vision centers on not only enhancing Velox's regulatory posture but also maintaining operational discipline and driving sustainable business growth.

Cook stated, “As I take on the CEO role, I see a pivotal opportunity to strengthen the firm's foundations—enhancing our regulatory posture, reinforcing operational discipline, and scaling with intention.” His philosophy emphasizes a holistic approach to governance, risk management, and client trust, aiming to integrate these elements across every facet of the company's operations.

Expertise That Counts

Christopher Joseph Cook brings a wealth of experience to the table. Most recently, he served as Chief Compliance Officer (CCO) for ICE Securities Execution and Clearing, where he was instrumental in overseeing compliance with U.S. Securities Regulations. His efforts there included risk mitigation, process improvement, and enhancing overall operational efficiency. Prior to ICE, Cook held senior compliance roles at Folio Investments, Evercore Partners, and Macquarie Structured Finance, establishing a strong foundation in regulatory risk management.

His academic credentials further bolster his profile; Cook earned a Bachelor of Science in Accounting and Finance from Rutgers University and completed executive education programs at the prestigious Wharton School of Business.

About Velox Clearing

Founded in 2019 and based in Miami, Florida, Velox Clearing LLC offers a range of services including securities clearing, settlement, custody, and prime brokerage solutions tailored for broker-dealers, registered investment advisors (RIAs), hedge funds, and automated traders. The firm’s commitment to leveraging advanced technology in providing operational efficiency has set it apart in a highly competitive landscape.

Velox is dedicated to supporting its clients’ growth trajectories by combining innovative, responsive technology with personalized service, competitive pricing, and robust risk management controls. The firm is also a registered member of key regulatory bodies including the SEC, FINRA, NYSE, DTCC/NSCC, and SIPC, ensuring that it adheres to the highest standards of compliance in the industry.

Looking Forward

As new leadership guides Velox into its next phase, the firm's strategic focus will remain steadfast on promoting sustainable growth. Cook’s commitment to instilling robust governance and risk controls will create a strong foundation for the firm. In doing so, Velox can enhance its value proposition to clients while navigating the evolving landscape of financial services.

Ultimately, Cook's leadership at Velox Clearing LLC will aim to cultivate long-term client relationships based on trust and excellence. As he embarks on this journey, the financial community will be keenly observing how Velox transforms and adapts under his stewardship, setting its course for future success.