#Denmark #Copenhagen #Broadridge #Nordnet Bank #SRDII

Nordnet Bank's Shareholder Disclosure Transformation

In a significant move to enhance transparency and comply with the revised Shareholder Rights Directive (SRDII), Nordnet Bank AB, a leading digital banking platform in the Nordic region, has officially begun its operations utilizing an innovative shareholder disclosure solution fashioned by Broadridge Financial Solutions, Inc. This strategic partnership, which took effect in February 2025, represents a major leap toward fostering shareholder democracy throughout the financial services sector.

Commitment to Shareholder Democracy

Quincy Curry, the Director of Securities Brokerage at Nordnet, expressed the firm's dedication to promoting shareholder rights and ensuring accurate communication within the financial ecosystem. "We are firmly committed to the advancement of shareholder democracy throughout the financial services industry," said Curry. This initiative leverages Broadridge's cutting-edge technology and vast expertise to enable Nordnet to handle shareholder identification requests efficiently and securely.

Advanced Technology Implementation

The core of this new initiative is Broadridge's Shareholder Disclosure Hub, a state-of-the-art digital solution that integrates API-based technologies for seamless operations. Since launching live processing in September 2024, Nordnet has been able to meet and fulfill its disclosure requirements swiftly, ensuring compliance with SRDII mandates. This hub not only aids in identifying shareholders accurately but also facilitates the secure sharing of necessary information with relevant stakeholders.

According to Demi Derem, Senior Vice President of International Investor Communication Solutions at Broadridge, the partnership serves to elevate governance standards across the industry: "Nordnet's deployment of the Shareholder Disclosure Hub exemplifies its leadership... and further advances its strategic mission to democratize savings and investments."

Data Security and Client Benefits

Ensuring robust data security has been pivotal in this implementation. Nordnet banks its operations on a framework that guarantees the protection of client information throughout its services not just in Sweden, but across various European markets.

Over the years, Nordnet has established itself as a frontrunner in the digital investment landscape within the Nordic nations, empowering individuals to take charge of their savings and investment strategies. The adoption of Broadridge’s innovative platform marks another step in Nordnet's ongoing mission to enhance the customer experience and streamline operations.

This advancement also reflects a rising trend among financial institutions worldwide to integrate smart technology solutions that bolster transparency and compliance. In an age where regulatory demands are continuously evolving, the need for agility and efficiency is paramount. Nordnet, aligned with Broadridge, is setting a benchmark for others aiming to uphold higher standards of accountability and trust within the finance sector.

Broadridge's Role in the Industry

Broadridge Financial Solutions, recognized as a global technology leader, provides transformative solutions that help financial service firms operate effectively. With processing capabilities that encompass over 7 billion communications annually and facilitating the trading of more than $10 trillion in securities globally, Broadridge is integral to the ecosystem of modern finance. The partnership with Nordnet enriches their portfolio and showcases how innovation can drive compliance and transparency.

As Nordnet navigates this new chapter with Broadridge, stakeholders across the financial landscape will be keeping a close eye on how this partnership impacts shareholder engagement and governance. By prioritizing technology and transparency, Nordnet aims not only to meet regulatory obligations but to lead by example in the push towards a more democratic financial environment.

With this initiative, both teams are looking forward to significant advancements in the way shareholder information is processed and communicated, setting a new standard that could influence how others approach shareholder disclosures in the future.