#United States #New York #American Trust #NYSE Membership #Equities

American Trust Investment Services Secures NYSE Limited Underwriting Membership

In a significant development, American Trust Investment Services, Inc. (ATIS), has announced its approval as a Limited Underwriting Member of the New York Stock Exchange (NYSE). This milestone allows ATIS to engage in various underwriting activities for securities listed on this prestigious exchange, enhancing their operational capabilities and service offerings in the equities market.

The approval marks a pivotal moment for ATIS, a broker-dealer registered with the FINRA and SEC, showcasing their ongoing commitment to expanding their Equity Capital Markets capabilities. With this new membership, ATIS can now partake in underwriting for public offerings related to NYSE-listed securities, adhering strictly to the established regulatory frameworks and exchange rules.

Embracing Opportunities in Public Offerings

The Limited Underwriting Membership allows ATIS to play an active role in initial public offerings (IPOs) as well as follow-on offerings, paving the way for an increased transaction volume involving NYSE-listed securities. According to Ian E. Lippy, Chief Operating Officer of ATIS, this membership embodies their dedication to enhancing the variety of regulated capital market operations they can undertake. “We are grateful for the NYSE’s thorough review and endorsement of our application,” Lippy stated. “We look forward to engaging in transactions that entail NYSE-listed securities, contributing to the growth of our clients and the broader market.”

Beyond NYSE, ATIS also holds a membership with NASDAQ, facilitating their participation across both major U.S. equity exchanges. This dual membership positions ATIS uniquely in the capital markets landscape, allowing them to offer a comprehensive range of services to issuers.

Strategic Development of Capital Markets Services

The firm's ethos revolves around constant growth and development within the realm of capital markets. By obtaining this NYSE membership, ATIS enhances its ability to offer meaningful support to issuers looking to access the U.S. public markets, including companies located outside of the United States. This capability underscores their dedication to adhering to regulatory standards and continuing to innovate within the investment banking space.

James L. Clarren, Managing Director of Equity Capital Markets at ATIS, emphasized the importance of this membership for their operational infrastructure. “Our Equity Capital Markets team can leverage this membership to engage in a broader spectrum of transactions involving NYSE-listed issuers,” Clarren remarked.

About American Trust Investment Services, Inc.

American Trust Investment Services, Inc. is more than just a typical broker-dealer; it provides an extensive suite of investment banking and capital market services. The firm specializes in underwriting public offerings and facilitating strategic advisory services for companies across various sectors. Headquartered in the Midwest, with offices strategically positioned around the United States, ATIS actively participates in both public and private offerings, catering to the needs of both emerging and established companies.

By securing this Limited Underwriting Membership with the NYSE, ATIS reaffirms its commitment to enhancing its capital markets offerings, allowing the firm to explore new avenues for growth and client service in the ever-evolving financial landscape.

In conclusion, this development positions American Trust Investment Services as a formidable player in the capital markets sector, showcasing their strengths and expanding their capabilities, while maintaining a focus on compliance and strategic growth.