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Groom Law Group Welcomes Lee Antone as Principal

Groom Law Group, Chartered, a leader in benefits, retirement, and health law, recently announced a significant addition to its team. Lee Antone, a highly experienced attorney in the field of financial services, has joined the firm as a principal within its Retirement Services and Fiduciary practices. This move is part of Groom's ongoing efforts to strengthen its offerings for a diverse range of clients, including financial institutions, investment advisers, and plan sponsors.

Lee Antone boasts a notable career that encompasses a wealth of knowledge in regulatory compliance, fiduciary counsel, and risk management in the financial services sector. His expertise is expected to enhance the comprehensive support that Groom provides to its clients navigating the complexities of the regulatory landscape. David Levine, Chair at Groom, remarked on Lee’s impressive capabilities by stating, "Lee's wealth of experience and unique perspective from both the regulatory and private sectors make him a great addition to Groom for our clients." This sentiment highlights the firm’s commitment to delivering strategic counsel to various stakeholders within the industry.

Prior to joining Groom, Lee held the position of Chief Legal Risk Officer at a registered investment advisor that fell under the oversight of the U.S Securities and Exchange Commission (SEC). His previous roles include serving as an attorney with the SEC as well as with FINRA’s Office of General Counsel. This extensive background equips him with deep insights into regulatory frameworks and the nuances involved in navigating industry best practices. At Groom, one of the prime focuses for Lee will be to guide clients through investment advisory compliance matters, enterprise risk management issues, fiduciary governance, and negotiations of complex agreements. He will also lend his expertise to address regulatory examinations and investigations, helping clients to transform legal complexities into actionable solutions.

In his own words, Lee expressed enthusiasm about joining Groom, stating, "I am thrilled to join Groom, a firm that has a prominent reputation for its extensive roster of legal talent and industry leadership. I look forward to applying my in-house experience at the firm to help clients navigate the evolving regulatory environment." His dedication to facilitating client success and his proactive approach to addressing the challenges of compliance signify a positive trajectory for Groom’s client relationships and service capabilities.

Groom Law Group’s continuous growth in attracting top-tier talent is a testament to their unwavering commitment to providing best-in-class legal counsel, not only in fiduciary services but also across the broader sectors of benefits and healthcare law. As they transition with new members like Lee Antone, the firm solidifies their position as a frontrunner in the legal landscape, ensuring they remain equipped to meet the evolving needs of their clients.

For further insights into Groom Law Group and the services they offer, you can visit their official website at www.groom.com.