#United States #Los Angeles #SEC #Lido Advisors #Elena Ro

Lido Advisors Appoints Elena Ro as Chief Compliance Officer

On August 14, 2025, Lido Advisors, a rapidly expanding wealth advisory firm managing over $30 billion in Regulatory Assets Under Management (RAUM), announced the appointment of Elena Ro as their new Chief Compliance Officer and Special Counsel. This strategic move is set to enhance both the regulatory and operational oversight mechanisms of the firm, further solidifying Lido's commitment to transparency and governance.

Lido Advisors has transformed the wealth advisory landscape by integrating comprehensive investment management and proactive tax and estate planning, focusing keenly on a client-centric approach. As Lido continues to grow nationally, it seeks to incorporate proactive governance and regulatory excellence into its client dealings.

Elena Ro's Background

Elena Ro joins Lido following an impressive 22-year career at the U.S. Securities and Exchange Commission (SEC), where she held various influential roles, most recently as the Associate Regional Director for the San Francisco office. In this capacity, she oversaw compliance programs for registered investment advisers and broker-dealers, emphasizing the importance of compliant operations across investment entities. Her experience also encompasses leadership within the SEC’s operations program, where she managed crucial areas like human resources and legal risk.

Her tenure at the SEC not only honed her regulatory expertise but also prepared her for oversight of complex operational frameworks, making her a valuable asset for Lido. Jason Lee, Chief Legal Officer at Lido Advisors, highlighted her remarkable capabilities and experience, reinforcing the firm’s core values of integrity and transparent client engagement.

Enhancing Compliance at Lido

During her time at the SEC, Ro participated in significant public engagements and conferences focused on pressing topics including cybersecurity, fiduciary responsibilities, and investor protection. Her deep insight into regulatory matters will be instrumental in fostering an environment of compliance and trust at Lido Advisors.

Ro expressed her enthusiasm about her new role, stating, _“I’m pleased to join Lido Advisors as the firm continues its thoughtful growth. Lido’s integrated approach to wealth management, grounded in trust, transparency, and forward-thinking leadership, closely aligns with my values. I look forward to contributing to its continued expansion and strong culture of compliance.”_

Educational Background and Professional Affiliations

Ro holds a Juris Doctor degree from Georgetown University Law Center and earned her Bachelor of Arts in History from Yale University. A member of the State Bar of California, her qualifications and extensive experience in regulatory matters position her as a strategic addition to Lido Advisors’ executive team.

About Lido Advisors

Founded and headquartered in Los Angeles, California, Lido Advisors has established a strong national presence, running over 40 offices across the U.S. The firm prides itself on its active asset management approach that emphasizes risk mitigation along with access to a diverse range of investment strategies. Lido strives to provide a family office experience to its clients, ensuring personalized wealth planning that is comprehensive and accessible.

Whether through the expertise of seasoned professionals or innovative strategies, Lido Advisors remains focused on enhancing client experiences and becoming a trusted financial partner.

For more information, visit www.lidoadvisors.com.