n-Tier Continues to Lead in Regulatory Compliance Solutions with Award Win

n-Tier, a pioneering technology company specializing in regulatory compliance solutions, has once again been hailed for its outstanding contributions to the financial industry. The company has secured the title of "Best Solution for Sell-Side Regulatory Compliance" at the RegTech Insight USA Awards 2024, marking its second consecutive win in this category and further solidifying its reputation as a leader in regulatory technology. This achievement, celebrated during an event in New York on November 21, 2024, also highlights n-Tier's continued commitment to delivering cutting-edge solutions for the complexities of trade surveillance and reporting.

The recognition from RegTech Insight is particularly significant as the awards aim to honor the foremost providers of regulatory technology services and solutions to capital markets firms across North America. This year, n-Tier stood out among its competitors, showcasing a robust platform that enhances the accuracy and completeness of critical business data management.

Notably, this award also continues a streak of accolades for n-Tier, as it had previously been honored as the "Best Reporting Solution for Consolidated Audit Trail (CAT)" in 2021 and 2022. Each year, the award emphasizes the growing importance of compliance structures within increasingly complex regulatory landscapes.

With regulators enhancing their monitoring capabilities, firms face heightened challenges in adhering to new compliance requirements. n-Tier's platform is designed to proactively monitor for risks, ensuring that institutions can navigate the rapidly evolving regulatory environment. The technology supports a range of regulations, including EBS, 605/606, TRACE, MiFID II, and others, reflecting the platform's adaptability and reliability.

Peter Gargone, the Founder and CEO of n-Tier, expressed pride in the recognition, stating, "Our solution is trusted by leading sell-side firms worldwide, providing them with a comprehensive, reliable, and scalable platform for managing compliance across jurisdictions. The evolution of our platform—from supporting a singular regulation to integrating a diverse array of compliance requirements—demonstrates our dedication to exceeding industry standards and regulatory expectations."

The events leading to this award are a testament to n-Tier's continuous efforts to innovate and provide vital tools to financial institutions. By centralizing compliance processes within a singular system, the platform has been instrumental in helping firms enhance their operational efficiency while ensuring they meet legislative demands.

Organizations seeking to bolster their compliance frameworks are encouraged to consider n-Tier's suite of solutions. For further information on how n-Tier can assist in managing and monitoring regulatory obligations, interested firms may reach out to the company through their official contact channels.

In an industry where regulatory adherence is paramount, n-Tier's repeated recognition by RegTech Insight not only underscores its expertise but also its pivotal role in shaping the future of financial compliance technology. By continuing to set a benchmark, n-Tier is ensuring that its clients are well-equipped to handle current regulations and the demands of future challenges.

About n-Tier


n-Tier is at the forefront of financial technology, combining deep industry expertise with innovative software solutions, such as the Compliance Workbench. This unique platform effectively simplifies the complexity of trade flows across global front and back office environments, enabling institutions to produce precise regulatory reports while maintaining robust independent monitoring and controls essential for managing critical reporting duties.

Stay informed on n-Tier's developments and advancements by following their updates, as they continue to lead the charge in providing top-notch compliance solutions in the financial services sector.

Topics Business Technology)

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