#China #Lishui #Tantech Holdings #bamboo charcoal #Series E Common Warrants

Tantech Holdings Ltd Capital Raise Summary

On March 31, 2026, Tantech Holdings Ltd (NASDAQ: TANH), known for its innovative bamboo charcoal-based products, declared the successful closure of a registered direct offering and private placements totaling approximately $2.15 million. The offering was crucial for bolstering the company's operational capabilities and financial security.

Offering Structure

Details of the Transaction

The capital raising involved the issuance of 7,166,671 Common Units which consist of:

• - One (1) Common Share
• - One (1) Series E Common Warrant: This warrants holders the right to purchase up to three (3) Common Shares at an exercise price of $0.30 per share.
• - One (1) Series F Common Warrant: This allows the purchase of three (3) Common Shares at an exercise price of $0.35 per share.

The offering price per Common Unit was set at $0.30. This strategic move is expected to enhance the company's financial flexibility and support ongoing operational activities.

Utilization of Funds

The net proceeds from this offering, when combined with Tantech's existing financial resources, aim to serve general corporate purposes and replenish working capital. Such funding will further strengthen its market position and enable the continuation of its growth trajectory in the bamboo product industry.

Regulatory Compliance

The registered direct offering was executed in compliance with an effective shelf registration statement on Form F-3 that was previously filed with the U.S. Securities and Exchange Commission (SEC) and had been declared effective in September 2023. A final prospectus supplement detailing the offering terms will be filed with the SEC and will be accessible through their website.

It’s noteworthy that the private placement was conducted under Regulation S of the Securities Act of 1933, which implies that it was not a public offering in the United States and the securities involved have not been registered under U.S. securities laws. Hence, they are not available for resale in the U.S. without proper registration or a suitable exemption.

Future Prospects

Tantech has committed to file one or more registration statements for the resale of Common Shares along with shares acquired via the exercise of the Series E and F Common Warrants. This commitment aligns with their ongoing growth strategy and dedication to their investors.

The company’s management expressed optimism about the successful completion of this capital raise while ensuring stakeholders that they are focused on leveraging these funds effectively. Such engagements could positively impact their product development initiatives and ultimately heighten shareholder value.

Company Overview

Tantech Holdings Ltd is involved in the research and development, production, and sale of innovative bamboo charcoal-based products. The company's commitment to sustainability and leveraging bamboo for environmentally friendly solutions demonstrates its role as a forward-thinking player in the market. As it aims for greater reach and increased product offerings, the raised funds will be integral to these pursuits.

In conclusion, the successful closure of the $2.15 million capital raise marks a significant step for Tantech Holdings Ltd as it endeavors to consolidate its market position and advance its business operations. Stakeholders remain hopeful for the developments that this funding will facilitate, contributing to the company's future success and stability.

• ---

For additional information, please visit the company's official website or review their most recent SEC filings.